Vacancy for CA at MCX in Mumbai

Share
Share This Thread
  1. Anand Jain
    Anand Jain on Nov 24, 2014
    Role Senior Executive – Member’s Compliance

    Location : Mumbai

    Qualification Profile CA / CS / CFA /ICWA. MS office skills required specifically strong Excel skills.

    Work Experience Minimum 3 years of relevant experience

    Job Responsibilities

    • To ensure members’ compliance with the FMC guidelines, Exchange Rules, Bye-Laws, Business Rules and circulars.
    • Check / Verify requests / Check-lists put up by junior members of the team w.r.t. issuance of status reports to members / FMC
    • Check / Verify requests / Check-lists put up by junior members of the team w.r.t. publishing advertisement by members for business purpose
    • Check / Verify the post inspection action proposals put up by junior members of the team w.r.t. the inspections ordered by FMC / the Exchange
    • Processing ACRs, sending observations, levying non-submission / delay submission charges
    • Regular follow-up with CA. firms for status of inspections & consequent submission of reportsProcessing the professional fee bills submitted by C.A. firms
    • Analysis of Inspection Report
    • Processing of Appeals received from Members
    • Attending & resolving member query with respect to various compliance issues
    • Addressing of various queries/data/enquiry by the Forward Markets Commission
    • MIS preparation which is send to FMC on regular intervals
    • Addressing the non-cooperation of members for FMC/Exchange inspections.
    • Drafting of Circulars related to Compliance issues.
    To Check details, click here

    To apply click here
     
Loading...
Similar Threads Forum Date
Vacancy for CA at Mumbai Metropolitan Region Development Authority Govt. of Maharashtra Qualified Jobs Jan 3, 2016
Vacancy for CA at Matalia & Co. in Mumbai Qualified Jobs Dec 4, 2015
Urgent vacancy- Semi-qualified CA's for growing CA firm in Andheri West, Mumbai! Qualified Jobs Jul 21, 2015
Vacancy for Qualified Chartered Accountant Qualified Jobs Sep 11, 2018
CA ARTICLESHIP VACANCY Qualified Jobs May 19, 2018