Vacancy for CA at MCX in Mumbai

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  1. Anand Jain
    Anand Jain on Nov 24, 2014
    Role Senior Executive – Member’s Compliance

    Location : Mumbai

    Qualification Profile CA / CS / CFA /ICWA. MS office skills required specifically strong Excel skills.

    Work Experience Minimum 3 years of relevant experience

    Job Responsibilities

    • To ensure members’ compliance with the FMC guidelines, Exchange Rules, Bye-Laws, Business Rules and circulars.
    • Check / Verify requests / Check-lists put up by junior members of the team w.r.t. issuance of status reports to members / FMC
    • Check / Verify requests / Check-lists put up by junior members of the team w.r.t. publishing advertisement by members for business purpose
    • Check / Verify the post inspection action proposals put up by junior members of the team w.r.t. the inspections ordered by FMC / the Exchange
    • Processing ACRs, sending observations, levying non-submission / delay submission charges
    • Regular follow-up with CA. firms for status of inspections & consequent submission of reportsProcessing the professional fee bills submitted by C.A. firms
    • Analysis of Inspection Report
    • Processing of Appeals received from Members
    • Attending & resolving member query with respect to various compliance issues
    • Addressing of various queries/data/enquiry by the Forward Markets Commission
    • MIS preparation which is send to FMC on regular intervals
    • Addressing the non-cooperation of members for FMC/Exchange inspections.
    • Drafting of Circulars related to Compliance issues.
    To Check details, click here

    To apply click here
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